Full text of WESTBURY GROUP LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### WESTBURY GROUP LLC ### REPORT ON STATEMENT OF FINANCIAL CONDITION and Report of Independent Registered Public Accounting Firm DECEMBER 31, 2020 {1}------------------------------------------------ ### Facing Page Report of Independent Registered Public Accounting Firm Statement of Financial Condition Notes to Statement of Financial Condition 2 3 4-7 {2}------------------------------------------------ # PUBLIC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | QMB APPROVAL | | | | | |--------------------------|--|---------------------------|--|--| | QMB Number. | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | | |-----------------|--|--| | 8-66284 | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINING | ___<br>___<br>J_A_NU_A_R_Y_l~, _20_2_0<br>MM/DD/YY | AND ENDING | DECEMBER 31, 2020<br>MM/DD/YY | |----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|--------------------|-------------------------------| | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER DEALER: | WESTBURY GROUP LLC | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 39 RIVERSIDE A VENUE | | | | | (No. and Street) | | | | WESTPORT | CT | | 06880 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>JONATHAN RUBIN | | | 203-883-9000 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNT ANT DESIGNATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | OHAB AND COMPANY, PA | | | | | (Name - if individual, state last,first, middle name) | | | | 100 E. SYBELIA A VENUE, SIDTE 130, MAITLAND<br>(Address and City) | | FLORIDA<br>(State) | 32751<br>(Zip Code) | | CHECK ONE:<br>!RI Certified Public Accountant<br>0 Public Accountant<br>D Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that…Read the full text as markdown