Full text of WESTBURY GROUP LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### WESTBURY GROUP LLC #### REPORT ON STATEMENT OF FINANCIAL CONDITION and Report of Independent Registered Public Accounting Firm DECEMBER 31, 2022 {1}------------------------------------------------ # Facing Page | Report of Independent Registered Public Accounting Firm | 2 | |---------------------------------------------------------|-----| | Statement of Financial Condition | 3 | | Notes to Statement of Financial Condition | 4-7 | {2}------------------------------------------------ | | | UNITED STATES | | 0MB APPROVAL | | | | |------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------|-------------------------------------------------|--|--|--| | | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | PUBLIC | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | | hours per response:<br>12 | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | 8-66284 | | | | | | | PART Ill | | | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 01/01/22 | | | | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | NAME OF FIRM: WESTBURY GROUP LLC | | | | | | | | | | | | | | | | | I!! Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | □ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | □ Major security-based swap participant | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 39 RIVERSIDE AVENUE | | | | | | | | | | (No. and Street) | | | | | | | | WESTPORT | CT | | 06880 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | JONATHAN RUBIN | 203-883-9000 | | | jrubin@westburygroup.com | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained…Read the full text as markdown