Full text of PICKWICK CAPITAL PARTNERS, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PICKWICK CAPITAL PARTNERS, LLC FINANCIAL STATEMENT PURSUANT TO 17a-S(d) OF THE SECURITIES AND EXCHANGE COMMISSION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ # **PICKWICK CAPITAL PARTNERS, LLC CONTENTS** | 1<br>Report oflndependent Registered Public Accounting Firm | | | |-------------------------------------------------------------|---|--| | Financial Statements: | | | | Statement of Financial Condition | 2 | | | Notes to Financial Statements 3-7 | | | {2}------------------------------------------------  11 Broadway, Suite 700, New York, NY 10004 Tel: (212) 232-0122 Fax: (646) 218-4682 # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Members of Pickwick Capital Paitners, LLC ### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Pickwick Capital Pa1tners, LLC (the "Company") as of December 31, 2023, and the related notes ( collectively refened to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023 in confonnity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We ai·e a public accounting fum registered with the Public Company Accounting Oversight Boai·d (United States) (PCAOB) and ai·e required to be independent with respect to the Company in accordance with the U.S. federal seclllities laws and the applicable mies and regulations of the Securities and Exchange Commission and the PCAOB. We conducted om audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assmance about whether the financial statement is free of mate1ial lnisstatement, whether due to en or or fraud. Our audit included performing procedures to assess the 1isks of material lnisstatement of the financial statement, whether due to enor or fraud, and performing procedmes that respond to those risks. Such procedmes included examining, on a test basis, evidence regarding the amounts and disclosmes in the financial statements. Ou…Read the full text as markdown