Full text of PICKWICK CAPITAL PARTNERS, LLC's X-17A-5 filed 2025-03-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## PICKWICK CAPITAL PARTNERS, LLC FINANCIAL STATEMENT REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ ## **PICKWICK CAPITAL PARTNERS, LLC CONTENTS** | Report of Independent Registered Public Accounting Firm 1 | | |------------------------------------------------------------|-----| | Financial Statements: | | | Statement of Financial Condition 2 | | | Notes to Financial Statements<br><br> | 3-7 | {2}------------------------------------------------  *Report of Independent Registered Public Accounting Firm* To the Member Pickwick Capital Partners, LLC White Plains, NY #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Pickwick Capital Partners, LLC as of December 31, 2024, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of Pickwick Capital Partners, LLC as of December 31, 2024 in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of the entity's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to Pickwick Capital Partners, LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statement. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evalu…Read the full text as markdown