Full text of CAPLINK SECURITIES, INC's X-17A-5 filed 2023-03-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** | 0MB APPROVAi.<br>0MB Number: 3235-0123 | | |----------------------------------------|----| | | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-66379 | | **FACING PAGE** | Information Required Pursuant to Rules 17a-S, 17a-12, and 1.Sa-7 under the Securities Exchange Act of 1934 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | | AND ENDING 12/31/2022 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: CapLink Securities Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 Pier Avenue, Suite 123 | | | | | | | | | (No. and Street) | | | | | Hermosa Beach | | CA | | | 90254 | | (City) | | (State) | | | {Zlp code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas Barrett | | 949-244-1980 | | | thomasbarrettca@gmail.com | | (Name} | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 125 E. Lake Street, Ste 303 Bloomingdale | | | | IL | 60608 | | (Address) | | (City) | | (State) | (Zip Code) | | (Date of Registration with PCAOB){if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent pubHc accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. see 17 CF…Read the full text as markdown