Full text of CAPLINK SECURITIES, INC's X-17A-5 filed 2025-03-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB Number: 3235-0123 | |--------------------------| | | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER 8-66379 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 | | A. REGISTRANT IDENTIFICATION | | | |----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------|---------------------------|--------------------------------------------| | NAME OF FIRM: CapLink Securities Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | Broker-dealer Security-based swap dealer Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 200 Pier Avenue, Suite 123 | | | | | | (No. and Street) | | | | Hermosa Beach | CA | | 90254 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Thomas Barrett | 949-244-1980 | thomasbarrettca@gmail.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Michael Coglianese CPA, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 125 E. Lake Street, Ste. 303 Bloomingdale | | 60608 | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number, {1}------------------------------------------------ #### OATH OR AFFIRMATION Scott Mibu , swear (or affirm) that, to the best of my knowledge and belief, the f…Read the full text as markdown