STONECASTLE SECURITIES, LLC X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of STONECASTLE SECURITIES, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: STONECASTLE SECURITIES, LLC
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0001285203-20-000003
• CIK: 1285203
• File #: 8-66434
• Material weakness: No
• Auditor: WithumSmith & Brown
• Auditor location: Whippany, NJ
• Contact: Robert holmen
• Phone: 347-887-0316
• Signed by: Robert Holmen (President)

Document text (excerpt)

X-17A-5 0001285203 XXXXXXXX LIVE false false true 01-01-2019 12-31-2019 Broker-dealer N STONECASTLE SECURITIES, LLC 152 WEST 57TH STREET 35TH FLOOR NEW YORK NY 10019 Robert holmen 347-887-0316 WithumSmith & Brown 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant Robert Holmen STONECASTLE SECURITIES, LLC 12-31-2019 Robert Holmen President Y

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Original filing on SEC EDGAR (source of record)