STONECASTLE SECURITIES, LLC X-17A-5 (2017-02-23) — Broker-dealer annual report

Full text of STONECASTLE SECURITIES, LLC's X-17A-5 filed 2017-02-23 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: STONECASTLE SECURITIES, LLC
• Form: X-17A-5
• Filed: 2017-02-23
• Period: 2016-12-31
• Accession: 0001285203-17-000001
• CIK: 1285203
• File #: 8-66434
• Material weakness: No
• Auditor: WithumSmith and Brown PC
• Auditor location: Morristown, NJ
• Contact: Robert Holmen
• Phone: 347-887-0316
• Signed by: Robert Holmen (President)

Document text (excerpt)

X-17A-5 0001285203 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N STONECASTLE SECURITIES, LLC 152 WEST 57TH STREET 35TH FLOOR NEW YORK NY 10019 Robert Holmen 347-887-0316 WithumSmith and Brown PC 465 South Street suite 200 Morristown NJ 07960 Certified Public Accountant Robert Holmen STONECASTLE SECURITIES, LLC 12-31-2016 Robert Holmen President Y

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