Full text of JTA SECURITIES MANAGEMENT, INC.'s X-17A-5 filed 2021-10-28 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **JTa SECURITIES MANAGEMENT, INC. dba TITAN SECURITIES, INC.** L. REPORT PURSUANT TO RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2020 {1}------------------------------------------------ | c | | ( | | | |------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------------------------------------------------------------------------------------|--| | | UNITED STATES<br>SECURITIES<br>AND EXCHANGE<br>COMMISSION<br>Washington,<br>D.C.<br>20549 | | OMB APPROVAL | | | | | | OMB Number:<br>3235-0123<br>Expires:<br>October 31, 2023<br>Estimated average burden<br>hours per response<br>12.00 | | | ANNUAL<br>AUDITED<br>REPORT<br>FORM<br>X-17A-5<br>PART<br>III | | SEC FILE NUMBER | | | | Information<br>Required<br>of<br>Securities<br>Exchange | FACING PAGE<br>Brokers<br>and<br>Dealers<br>Pursuant<br>Act<br>of<br>1934<br>and<br>Rule | to Section<br>17<br>17a-5<br>Thereunder | 8-66462<br>of<br>the | | | REPORT FOR THE<br>PERIOD BEGINNING | 1/1/20<br>MM/DD/YY | AND ENDING | 12/31/20 | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | JTa<br>Securities<br>Management,<br>Inc.<br>dba<br>Titan<br>Securities<br>, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL<br>PLACE OF BUSINESS: | (Do not use P.O.<br>Box No.) | | FIRM ID.NO. | | | 16775<br>Addison<br>Rd.<br>Suite<br>202 | | | | | | | (No. and Street) | | | | | Addison | Texas | | 75001 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE<br>NUMBER<br>OF<br>PERSON<br>TO | CONTACT<br>IN REGARD<br>TO THIS | REPORT | | | | Richard Amsberry | | | 214-360-9822<br>(Area Code -Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT<br>whose opinion is<br>Hartgraves<br>Accounting<br>Consulting<br>&<br>LLC | contained in this Report* | | | | | | (Name -if individual, state last, first, middle name) | | | | | 325<br>N.<br>St.<br>Paul<br>St.,<br>Suite<br>3100<br>(Address) | Dallas | TX | 75201 | | | CHECK ONE:<br>Xl<br>Certified<br>Public Accountant<br>Public<br>Accountant<br>Accountant not<br>resident<br>in<br>United States or | (City)<br>any of its possessions. | (State) | (Zip Code) | | | | FOR OFFICIAL OSE ONLY | | | | | *Claims for exemption from the…Read the full text as markdown