Full text of JTA SECURITIES MANAGEMENT, INC.'s X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM X-17A-5 PART III** | | SEC FILE NUMBER | |--|-----------------| 8-66462 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | A. REGISTRANT IDENTIFICATION | | | | | | |---------------------------------|--------------------------|--|------------|--|--| | | MM/D0/YY | | MM/DD/YY | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING | | 12/31/2022 | | | name OF firm: JTa Securities Management Inc, dba Titan Securities, Inc. **TYPE OF REGISTRANT (check all applicable boxes):** **XI Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** # 6100 Tennyson Pkwy Ste 240 | | 75024 | |------------------------------------------------------------------------------|--------------------------------------------| | (Zip Code) | | | | | | dan.legaye@legayelaw.com<br>(Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | TX | 75201 | | (State) | (Zip Code) | | | | | | (PCAOB Registration Number, If applicable) | | | | | | | | 169 | | **\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(il), if applicable.** **Persons who are to respond tothe collection of information contained In this formare not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Brad Brooks ,swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of JTa Securities Management Inc, dba Titan Securities, Inc. , as of December 31 , <sup>2</sup> 022 , j\$ true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accqyfit classified solely as that of a customer.  Signatur Tltle President…Read the full text as markdown