Full text of DAVY SECURITIES's X-17A-5/A filed 2023-03-29 (period 2022-12-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ > Statement of Financial Condition As of December 30, 2022 (With Report of Independent Registered Public Accounting Firm) Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM** X-17 A-5 **PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8- **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **12/31 /21** MM/DD/VY AND ENDING **12/30/22** MM/00/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Davy Securities Unlimited Company TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) Davy House, 49 Dawson Street, Dublin 2, Ireland (No. and Street) (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING John Hickey +353(1 )6792816 john .hickey@davy.ie (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FGMK LLC (Name - if individual, state last, first, and middle name) 333 W. Wacker Driver, 6th floor Chicago Illinois 60606 (Address) (Cityl (State) (Zip Code) 12/17/2009 3968 r• of **R,g;wat;oo >Mth PCAOBJI•** appll-•J **FOR OFFICIAL USE ONLY** (PCAOB R,g;m,Hoo N,mb", ;f applkabl•J I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. 0 0 Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------  #### **OATH OR AFFIRMATION** I, John Hickey swear (or affirm) that, to the best of my knowledge a financial report pertaining to the firm of Davy Securities Unlimlted Company as of 12/30 2~ is true and correct…Read the full text as markdown