Full text of DAVY SECURITIES's X-17A-5 filed 2024-02-26 (period 2023-12-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 30, 2023 (With Report oflndependent Registered Public Accounting Finn) Filed as PUBLIC infonnation pursuant to Rule 17a-5 (d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ # Davy Securities Unlimited Company (a wholly owned subsidiary of J & E Davy Holdings Unlimited Company) | Table of Contents | Page | |---------------------------------------------------------|------| | Facing Pages | | | Oath and Affirmation | | | Report of Independent Registered Public Accounting Finn | | | Statement of Financial Condition | 2 | | Notes to the Financial Statement | 3-7 | {2}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires; Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8- Information **Required** Pursuant to Rules **17a-5, 17a-12, and l8a-7** under **the Securities Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING **12/31 /22** MM/DD/VY AND ENDING **12/30/23** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Davy Securities Unlimited Company TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) Davy House, 49 Dawson Street, Dublin 2, Ireland (No. and Street) (Cityl (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Allison Connolly +353(1 )6148730 allison.connolly@davy.ie (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FGMK LLC (Name - if individual, state last, first, and middle name) | 333 W. Wacker Driver, 6th floor Chicago | | Illinois | 60606 | |--------------------------------------------------|-----------------------|--------------------------------------------|------------| | (Address) | (City) | (State) | (Zip Code) | | 12/17/2009 | | 3968 | | | (Date of Registration with PCAOB){if applicable) | | (PCAOB Registration Number, if acclicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports b…Read the full text as markdown