Full text of AGM SECURITIES LLC's X-17A-5 filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ #### **81,7('67\$7(6 6(&85,7,(6\$1'(;&+\$1\*(&200,66,21 :DVKLQJWRQ'&** # **\$118\$/ 5(32576 )250;\$ 3\$57,,,** | OMB APPROVAL | |--------------------------| | OMB Number: 3235Ͳ0123 | | Expires: EŽǀ. 3Ϭ, 202ϲ | | Estimated average burden | | hours per response: | SEC FILE NUMER 8Ͳ 66568 **)\amp;,1\*3\$\*( ,QIRUPDWLRQ5HTXLUHG3XUVXDQWWR5XOHVDDDQGDXQGHUWKH6HFXULWLHV([FKDQJH\$FWRI** ),/,1\*)257+(3(5,2'%(\*,11,1\* \$1'(1',1\* 01/01/24 12/31/24 00''<< 00''<< ## **͘ 5(\*,675\$17,'(17,),&\$7,21** #### 1\$0(2)),50 AGM Securities LLC 7<3(2)5(\*,675\$17FKHFNDOODSSOLFDEOHER[HV ܆ %URNHUGHDOHU տ6HFXULW\EDVHGVZDSGHDOHU տ0DMRUVHFXULW\EDVHGVZDSSDUWLFLSDQW տ&KHFNKHUHLIUHVSRQGHQWLVDOVRDQ27&GHULYDWLYHVGHDOHU X \#39;'5(662)35,1&,3\$/3/\amp;(2)%86,1(66'RQRWXVHD32ER[QR ## 42 Broadway, Suite 12-129 | | | 1RDQG6WUHHW | | | | |-------------------------------------------------------------------|--------------|----------------------------------------------|---------------|------------|--| | New<br>York | | NY | | | | | &LW\ | | 6WDWH | | =LS&RGH | | | 3(562172&217\amp;7:,7+5(*\$5'727+,6),/,1* | | | | | | | Howard<br>Spindel | (212) | 897-1688 | | | | | 1DPH | | \$UHD&RGH±7HOHSKRQH1XPEHU | (PDLO\$GGUHVV | | | | | ͘ | \amp;&2817\$17,'(17,),&\$7,21 | | | | | ,1'(3(1'(1738%/,&\amp;&2817\$17ZKRVHUHSRUWVDUHFRQWDLQHGLQWKLVILOLQJ | | | | | | | WithumSmith<br>+<br>Brown, | PC | | | | | | | | 1DPH±LILQGLYLGXDOVWDWHODVWILUVWDQGPLGGOHQDPH | | | | | 200<br>Jefferson<br>Park | Suite<br>400 | Whippany | NJ | 07981-1070 | | | \$GGUHVV | | &LW\ | 6WDWH | =LS&RGH | | | 10/08/2003 | | | 100 | | | 'DWHRI5HJLVWUDWLRQZLWK3&\$2% LIDSSOLFDEOH 3&\$2%5HJLVWUDWLRQ1XPEHULIDSSOLFDEOH #### **)252)),&,\$/86(21/<** &ODLPVIRUH[HPSWLRQIURPWKHUHTXLUHPHQWWKDWWKHDQQXDOUHSRUWVEHFRYHUHGE\WKHUHSRUWVRIDQLQGHSHQGHQWSXEOLF DFFRXQWDQWPXVWEHVXSSRUWHGE\DVWDWHPHQWRIIDFWVDQGFLUFXPVWDQFHVUHOLHGRQDVWKHEDVLVRIWKHH[HPSWLRQ6HH&)5 DH LL LIDSSOLFDEOH **3HUVRQVZKRDUHWRUHVSRQGWRWKHFROOHFWLRQRILQIRUPDWLRQFRQWDLQHGLQWKLVIRUPDUHQRWUHTXLUHGWRUHVSRQGXQOHVVWKHIRUP GLVSOD\VDFXUUHQWO\YDOLG20%FRQWUROQXPEHU** {2}------------------------------------------------ ## **AFFIRMATION** I, **Howard Spindel** , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to AGM Securities LLC as of 12/31/24 , is true and corr…Read the full text as markdown