AGM SECURITIES LLC X-17A-5 (2018-02-27) — Broker-dealer annual report

Full text of AGM SECURITIES LLC's X-17A-5 filed 2018-02-27 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AGM SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-02-27
• Period: 2017-12-31
• Accession: 0001676979-18-000006
• CIK: 1295234
• File #: 8-66568
• Material weakness: No
• Auditor: WithumSmith & Brown
• Auditor location: Whippany, NJ
• Contact: Howard Spindel
• Phone: 212-897-1688
• Signed by: Alan Mnuchin (Managing Principal)

Document text (excerpt)

X-17A-5 0001295234 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N AGM SECURITIES LLC 800 THIRD AVENUE 39TH FLOOR NEW YORK NY 10022 Howard Spindel 212-897-1688 WithumSmith & Brown 200 Jefferson Park Suite 400 Whippany NJ 07981-1070 Certified Public Accountant Alan Mnuchin AGM SECURITIES LLC 12-31-2017 Alan Mnuchin Managing Principal Y

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• X-17A-5 — 2016-05-17
• X-17A-5/A — 2016-03-28
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)