Full text of NEXBANK SECURITIES INC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Financial Statements for the Year Ended** **December 31, 2020** **Supplementary Schedule pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 OMB APPROVAL # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-66705 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|-----------------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. RECISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: NexBank Securities, Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 2515 McKinney Ave Ste 1100 | | | | | | | | (No. and Street) | | | | | | Dallas | TX | | 75201 | | | | (City) | (State) | | (Zip Code) | | | | Stacy Hodges 972-934-4700 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | BKD LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 14241 Dallas Parkway, Suite 1100 Dallas | TX | 75254 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the f…Read the full text as markdown