Full text of NEXBANK SECURITIES INC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements for the Year Ended December 31, 2022 Supplementary Schedule pursuan<sup>t</sup> to Rule 17a-5 Under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES 0MB APPROVAL SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, <sup>2023</sup> Washington, D.C. 20549 Estimated average burden 0MB Number: 3235-0123 hours per response: 12 # ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 66705 PART III | ho<br>12<br>re<br>sp<br>on<br>se<br>:<br>ur<br>s p<br>er | |----------------------------------------------------------| | | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FI<br>LI<br>NG<br>FO<br>R<br>TH<br>E<br>PE<br>RI<br>OD<br>BE<br>G<br>IN<br>N<br>IN<br>G | 0<br>1<br>/<br>0<br>1<br>/<br>2<br>0<br>2<br>2 | AN<br>D<br>EN<br>D<br>IN<br>G | 1<br>2<br>/<br>3<br>1<br>/<br>2<br>0<br>2<br>2 | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------|-------------------------------|------------------------------------------------|--|--|--| | | M<br>M<br>/D<br>D/<br>YY | | M<br>M<br>/D<br>D/<br>YY | | | | | A<br>RE<br>G<br>IS<br>TR<br>A<br>N<br>T<br>ID<br>EN<br>TI<br>FI<br>CA<br>TI<br>ON | | | | | | | # NAME OF FIRM: NexBank Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Ei Broker-dealer <sup>D</sup> Security-based swap dealer E Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 2515 McKinneyAve, Ste 1100 | T<br>X<br>(S<br>e)<br>tat | | 5<br>2<br>0<br>1<br>7 | |--------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------| | | | | | | | Co<br>de<br>)<br>(Z<br>ip | | TO<br>TH<br>IS<br>FI<br>LI<br>NG | | | | 2<br>3<br>4<br>-4<br>0<br>0<br>9<br>7<br>-9<br>7 | .h<br>od<br>sta<br>cy<br>ge<br>sn | ba<br>nk<br>pi<br>l.c<br>ta<br>ex<br>ca<br>om | | (A<br>Co<br>de<br>Te<br>lep<br>ho<br>Nu<br>be<br>r)<br>re<br>a<br>ne<br>m<br>— | (E<br>il<br>Ad<br>dr<br>s)<br>ma<br>es | | | A<br>CC<br>O<br>TA<br>ID<…Read the full text as markdown