Full text of WELLS FARGO FUNDS DISTRIBUTOR, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Wells Fargo Asset Management Holdings, LLC) Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | 0MB APPROVAL | | | | | |--------------------------|--|---------------------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | | | hours oer response 12.00 | | | | SEC FILE NUMBER | |-----------------| | 8-066716 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a~5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01 /01 /20 | | | AND ENDING 12/31 /20 | | ---------- | | | |-------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|----------------------|---------|--------------------------------|---------------|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Wells Fargo Funds Distributor, LLC | | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | FIRM I.D. NO. | | | 525 Market Street, 10th floor | | | | | | | | | | | (No. and Street) | | | | | | | San Francisco | | CA | | | 94105 | | | | (City) | | (State) | | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Damian George | | | | | (212) 214-2711 | | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | KPMG LLP | | | | | | | | | | | (Name- if individual, state last.first, middle name) | | | | | | | 55 Second Street, Suite 1400 San Francisco | | | | CA | | 94105 | | | (Address) | | (City) | | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | | | | Public Accountant | | | | | | | | | B | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exempti…Read the full text as markdown