Full text of ALLSPRING FUNDS DISTRIBUTOR, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Allspring Global Investments Holdings, LLC) Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2021 17103MIN {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: SEC FILE NUMBER 8-066716 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | 12/31/2021 | | | | | MM/DD/YY | And Ending | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Allspring Funds Distributor, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | L Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 525 Market Street, 10th Floor | | | | | | | | (No. and Street) | | | | | | San Francisco | CA | | 94105 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lori Gibson | 704-317-8012 | | Igibson@allspring-global.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 345 Park Avenue | New York | NY | 10154 | | | | (Address)<br>10/20/2003 | (City) | (State)<br>185 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant mus…Read the full text as markdown