WOODROCK SECURITIES, L.P. X-17A-5 (2016-02-29) — Broker-dealer annual report

Full text of WOODROCK SECURITIES, L.P.'s X-17A-5 filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: WOODROCK SECURITIES, L.P.
• Form: X-17A-5
• Filed: 2016-02-29
• Period: 2015-12-31
• Accession: 0001310705-16-000004
• CIK: 1310705
• File #: 8-66753
• Material weakness: No
• Auditor: Harper & Pearson Company, P.C.
• Auditor location: Houston, TX
• Contact: John P. Dennis, III
• Phone: CCO
• Signed by: John P. Dennis, III (CCO)

Document text (excerpt)

X-17A-5 0001310705 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N WOODROCK SECURITIES, L.P. 4265 SAN FELIPE STREET, SUITE 600 HOUSTON TX 77027 John P. Dennis, III CCO Harper & Pearson Company, P.C. One Riverway, Suite 1900 Houston TX 77056 Certified Public Accountant John P. Dennis, III WOODROCK SECURITIES, L.P. 12-31-2015 John P. Dennis, III CCO Y

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Original filing on SEC EDGAR (source of record)