Full text of CAMBRIA CAPITAL, LLC's X-17A-5 filed 2022-03-07 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup> | ANNUAL<br>REPORTS | |---------------------| | FORM<br>X-17<br>A-5 | | PART<br>Ill | FACING PAGE OMB APPROV AL OMB Number: 3235-0123 Expires: act. 31, 2023 Estimated average burden hours per response: 12 SECFILE NUMBER Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/YY AND ENDING 12/31/2021 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM, Cam5r!a Cap!fal, LLC TYPE OF REGISTRANT (check all applicable boxes): Z Broker-dealer € Security-based swap dealer € Check here if respondent is also an OTC derivatives dealer € Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> p.o. box no.) 488 E Winchester Street, Suite 200 | | (No. and Street) | | | | | | |---------------------------------|-----------------------------------|-----------------------|--|--|--|--| | SaltLakeCity | UT | 84107 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON<br>TO<br>CONTACT<br>WITH | REGARD<br>TO THIS<br>FILING | | | | | | | Shane<br>R Philbrick | 801-320-9607 | sp@cambriacapital.com | | | | | | (Name) | (Area Code - Telephone<br>Number) | (Email<br>Address) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. | (Name-ifindividual,<br>state<br>last, first,<br>and middle<br>name) | | | | | | |---------------------------------------------------------------------|--------------------------------|---------------------|---------------------------|--|--| | 125<br>E Lake<br>Street,<br>Ste<br>303 | Bloomingdale | IL | 60108 | | | | (Address) | (City) | (State) | (ZipCode) | | | | 10/20/2009 | | 3874 | | | | | (Date of Registration<br>with<br>PCAOB)(if<br>applicable) | | (PCAOB Registration | Number,<br>if applicable) | | | | | FOR<br>OFFICIAL<br>USE<br>ONLY | | | | | | | | | | | | | | | | | | | " Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l7a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection ofinformation containedin this form are not required to respond unless the fo…Read the full text as markdown