Full text of CAMBRIA CAPITAL, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------|--|--|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | | FORM X-17A-5 | | | | | | | | | | PART III | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | | | | | | | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: Cambria Capital, LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 488 E Winchester Street, Suite 200 | | | | | | | | | | | (No. and Street) | | | | | | | | | Salt Lake City | | | 84107 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Shane R Philbrick | (801) 320-9607 | sp@cambriacapital.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT DENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 125 E Lake Street, Ste 303 Bloomingdale | | 11 | 60108 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20/2009 | | 3874 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supp…Read the full text as markdown