SAGEPOINT FINANCIAL, INC. X-17A-5 (2017-03-02) — Broker-dealer annual report

Full text of SAGEPOINT FINANCIAL, INC.'s X-17A-5 filed 2017-03-02 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SAGEPOINT FINANCIAL, INC.
• Form: X-17A-5
• Filed: 2017-03-02
• Period: 2016-12-31
• Accession: 0001311891-17-000002
• CIK: 1311891
• File #: 8-66771
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Atlanta, GA
• Contact: David Schmidt
• Phone: 602-262-3301
• Signed by: Ahmed Hassanein (Chief Accounting Officer)

Document text (excerpt)

X-17A-5 0001311891 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N SAGEPOINT FINANCIAL, INC. 2800 NORTH CENTRAL AVENUE SUITE 2100 PHOENIX AZ 85004-1072 David Schmidt 602-262-3301 PricewaterhouseCoopers LLP 1075 Peachtree Street, Suite 2600 Atlanta GA 30339 Certified Public Accountant Ahmed Hassanein SAGEPOINT FINANCIAL, INC. 12-31-2016 Ahmed Hassanein Chief Accounting Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-02-27
• X-17A-5 — 2025-02-25
• X-17A-5 — 2024-02-28
• X-17A-5 — 2023-02-28
• X-17A-5/A — 2023-02-28
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-04-02
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-04

Original filing on SEC EDGAR (source of record)