Full text of OSAIC SERVICES, INC.'s X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Registration PCAOB)(if applicable) | | ( Registration | pplicable) | | |------------------------------------|--|----------------|------------|--| | | | | | | | | | | | | | | | | | | {1}------------------------------------------------  - - - DIANA SESTIAGA Notary MARICOPA COUNTY Commission # <sup>658410</sup> October 19, 2027 - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND RELATED NOTES Osaic Services, Inc. (SEC File Number 8-66771) (An indirect wholly owned subsidiary of Osaic Holdings, Inc.) December 31, 2024 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ # **Osaic Services, Inc. (An indirect wholly owned subsidiary of Osaic Holdings, Inc.) Table of Contents December 31, 2024** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 | {4}------------------------------------------------ #### GLOSSARY Certain terms and abbreviations used throughout this report are defined below. | Term or abbreviation | Definition | |----------------------|-----------------------------------------------------------------------------------------------------------------------------------------| | ASC | Accounting Standards Codification | | ASU | Accounting Standards Update | | CODM | Chief Operating Decision Maker | | FASB | Financial Accounting Standards Board | | FINRA | Financial Industry Regulatory Authority | | GAAP | Generally Accepted Accounting Principles | | Net Capital Rule | SEC Uniform Net Capital Rule 15c3-1 under the Securities Exchange Act of<br>1934, which requires the maintenance of minimum net capital | | OFSI | Osaic Financial Services, Inc. | | OSA | Osaic, Inc. | | OSHI | Osaic Holdings, Inc. | | OWI | Osaic Wealth, Inc. | | PAB | Proprietary account of a broker-dealer | | RIA | Registered investment adviser | | SEC | Securities and Exchange Commission | | U.S. | United States of America | {5}------------------------------------------------ **Deloitte & Touche LLP** 100 South Mill Avenue Suite 1800 Tempe, AZ 85281-2804 USA Tel: +1 602 234 5100 www.deloitte.com ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Stock…Read the full text as markdown