Full text of OCEANUS SECURITIES, LLC's X-17A-5 filed 2025-06-27 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-66772 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/2024 MM/DD/YY AND ENDING\_03/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: OCEANUS SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 521 5th Avenue, Suite 37th Fl | | | | |--|--|-------------------------------|--|--|--| |--|--|-------------------------------|--|--|--| | NY | | 10175 | | | | | |-----------------------------------------------------------------------------------------------------|--------------------------------------------------|----------------------------------------------------------------------------------------------------------|--|--|--|--| | (State) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 212-509-5601 | | niting@oceanus.net | | | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab and Company, P.A. | | | | | | | | | | | | | | | | Maitland | ட | 32751 | | | | | | (City) | (State) | (Zip Code) | | | | | | | 18399 | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | (Name - if individual, state last, first, and middle name)<br>(PCAOB Registration Number, if applicable) | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | swear (or affirm) that, to the best of my knowle…Read the full text as markdown