Full text of OCEANUS SECURITIES, LLC's X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES securities and exchange commission Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 04/01/2025 AND ENDING MM/DD/YY MM/DD/YY 03/31/2026 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: OCEANUS SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): FTF E OF REGISTH NY (Ghool swap dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 521 5th Avenue, Suite 37th Fl | | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|---------------------|--| | | (No. and Street) | | | | | NEW YORK | NY | | 10175<br>(Zip Code) | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James Marvin | | jamesm@oceanus.net | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab and Company, P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E. Sybelia Avenue | Maitland | ւ | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | 7/28/2004 | | 1839 | | | | ation with DCAOB Vif annlicanIA) | | (PCAOB Registration Number, if applicable) | | | (Date of Registration with PCAOB)(if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public Claims for exemption from the requrement that the annual reports be ober of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(e){1)(i), it applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | James Marvin | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------|---------------------------------------------------…Read the full text as markdown