Full text of VOLANT EXECUTION, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2018 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ | Signature | |----------------------------------| | Chief Financial Officer<br>Title | | | | STATE PARTARIA OCCO 2012 | | |  - - - - - - - - - - - - - - - {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549** **ANNUAL AUDITED REPORT FORM X-17A-5 PART lll** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/18** AND ENDING **12/31/18** # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **VOLANT EXECUTION, LLC** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 233 S. Wacker Dr, Suite 4040 | | | |--|------------------------------|--|--| | | | | | | Chicago | Illinois | 60606 | |---------|----------|------------| | (City) | (State) | (Zip Code) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **John W Edwards Jr (646) 804-7930** ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **Ryan & Juraska LLP** (Name – if individual, state last, first, middle name) **141 West Jackson Boulevard, Suite 2250 Chicago Illinois 60604** (Address) (City) (State) (Zip Code) #### **CHECK ONE:** - [ X ] Certified Public Accountant - [ ] Public Accountant - [ ] Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). Expires: August 31, 2020 Estimated average burden hours per response ..........12.00 **8-66826** **OFFICIAL USE ONLY FIRM ID. NO.** (Name) (Area Code – Telephone No) **MM/DD/YY MM/DD/YY** **OMB APPROVAL OMB Number: 3235-0123 SEC FILE NUMBER** {3}------------------------------------------------ # RYAN & JURASKA LLP Certified Public Accountants 141 West Jackson Boulevard Chicago, Illinois 60604 Tel: 312.922.0062 Fax: 312.922.0672 ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTIN…Read the full text as markdown