Full text of VOLANT EXECUTION, LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION** **December 31, 2019 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ # OATH OR AFFIRMATION I, John W. Edwards Jr., swear (or affirm), to the best of my knowledge and belief, the accompanying financial statement and supporting schedules pertaining to the firm of Volant Execution, LLC as of December 31, 2019 are true and correct. I further swear (or affirm) that neither the Company nor any partner, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: | | None | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | Signature | | | Chief Financial Officer<br>Title | | Subscribed and sworn to before me this | | | 21st day of February --------------------------------------------------------------------------------------------------------------------------------------------------------- | | | Notary Public | DAE JANG YOUNG<br>Notary Public - State of New York<br>NO. 01YO6304194<br>Qualified in New York County<br>My Commission Expires Jun 29, 2022<br>and the first and the county of the county of the comment | | This report** contains (check all applicable boxes)<br>[x] (a) Facing Page. | | - [x] (b) Statement of Financial Condition. - Statement of Income (Loss). [ ] (c) - [ ] (d) Statement of Cash Flows. - [ ] (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietor's Capital. - [ ] (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors. - [ ] (g) Computation of Net Capital for Brokers and Dealers pursuant to Rule 15c3-1. - [ ] (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. - Information Relating to the Possession or Control Requirements for Brokers Under [ ] (i) Rule 15c3-3. - [ ] (j) A Reconciliation, including appropriate explanation, of the Computation of Net Capital Under Rule 15c3-1 and the Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3. - [ ] (k) A Reconciliation between the audited and unaudit…Read the full text as markdown