Full text of VELOCITYHEALTH SECURITIES, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . . 12.00 SEC FILE NUMBER 8-66848 | ANNUAL AUDITED REPORT | | |-----------------------|--| | FORM X-17A-5 | | | PART III | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/18 | AND ENDING | 12/31/18 | | | | | |------------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER - DEALER: | | | | | | | | | VelocityHealth Securities, Inc. | | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | | 95 White Bridge Road, Suite 409 | | | | | | | | | (No. and Street) | | | | | | | | | Nashville, TN 37205<br>(State)<br>(City) | | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | Kevin Esval | | | (615) 352-9953<br>(Area Code - Telephone No.) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Rubio CPA. PC | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 900 Circle 75 Parkway SE, Ste 1100, Atlanta, GA 30339<br>(City)<br>(Address) | | (State) | (Zip Code) | | | | | | CHECK ONE: | | | | | | | | | Certified Public Accountant<br>x | | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the covered by the opinion of an independent public accountant - must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Kevin Esval, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements a…Read the full text as markdown