Full text of PAR5 CAPITAL & CO LLC's X-17A-5 filed 2023-02-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Estimated average burden | | | | | | |---------------------------|--|--|--|--|--| | hours per response:<br>12 | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | | 8 -<br>66850 | | | | | | 0MB APPROVAL **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>1/1/2022 | AND ENDING | ________<br>12/31/2022<br>_ | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | ___<br>NAME OF FIRM : | G_l_o_b_a_l c_r_e_d_it_P_a_rt_n_er_s_,_L_L_c | ________________ | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 111 Seminary Drive | | | | | | | (No. and Street) | | | | | Mahwah | NJ | | 07430 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's. P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3535 Roswell Rd. Suite 32 | Marietta | GA | 30062 | | | (Address) | (City) | (State) | (Zip Code) | | | 6/25/2009 | | 1952 | | | | rte<br>(PCAOB Registrntioo N ,mbe,, if applicable) I<br>of Registrntioo with PCAOBl(if applicable)<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l){ii), if applicable. **Persons who are to r…Read the full text as markdown