Full text of PAR5 CAPITAL & CO LLC's X-17A-5 filed 2025-09-25 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| | | 8-66850 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/24 AND ENDING 06/30/25 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM: PAR5 CAPITAL & CO, LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 600 BRICKELL AVENUE, SUITE 2520 | | |--|---------------------------------|--| | | | | | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | ivilAMI | i | | 33131 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KEITH GEORGE | (212) 668-8700 | | kgeorge@acisecure.com | | | (Name) | {Area Code - Telephone Number} | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>BAUER & COMPANY, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | PC BOX 27887 | AUSTIN | TX | 78755 | | | (AN A ess) | (City) | (State) | (Zip Code) | | | NOVEMBER 20, 2014 | | 6072 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | " Claims for exemption from the requirement that the annual reports of an independent public accountant-must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. . 1 5 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 S 21. 21. 2017 . . . . . . {1}------------------------------------------------ ### OATH OR AFFIRMATION | DENNIS EDWARD LOUDON |…Read the full text as markdown