MITCHELL ENERGY ADVISORS, LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of MITCHELL ENERGY ADVISORS, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C. <sup>20549</sup>** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response 12.00 3235-0123 August 31, <sup>2020</sup> # SEC RLE NUMBER s-66878 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 01/01/2019<br>12/31/2019<br>REPORT FOR THE PERIOD BEGINNING<br>AND<br>ENDING | | | | |-------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|---------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. | REGISTRANT<br>IDENTIFICATION | | | | LLC.<br>Advisors,<br>OF BROKER-DEALER:<br>Mitchell<br>Energy<br>NAME | | | OFFICIAL USE ONLY | | OF BUSINESS:<br>not use P.O.<br>(Do<br>ADDRESS OF PRINCIPAL PLACE<br>Box No.) | | | FIRM I.D.<br>NO. | | 7515<br>Greenville<br>Avenue,<br>STE | 905 | | | | | (No. and Street ) | | | | Dallas | TX | | 75231 | | (City) | (State) | | (Zip Code) | | NAME<br>AND<br>Mike Mitchell | TELEPHONE NUMBER OF PERSON TO CONTACT IN | REGARD TO THIS REPORT | 469-916-7484<br>(Area Code -<br>Telephone Number) | | B. | ACCOUNTANT | IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC<br>Turner,<br>Stone<br>Company,<br>& | ACCOUNTANT whose opinion<br>is contained in this<br>L.L.P. | Report* | | | | (Name -if<br>individual, state last, first, middle name ) | | | | Dr.,<br>12700<br>Park<br>Central<br>STE | Dallas<br>1400 | TX | 75251 | | ( Address) | (City) | (State) | (Zip Code) | | ONE:<br>CHECK | | | | | /<br>Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in | of<br>United States<br>or any | its possessions. | | | | OFFICIAL<br>USE<br>FOR | ONLY | | | | | | | | | | | | *'Claims for exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC <sup>1410</sup> **unlesstheform displays <sup>a</sup> currently valid OMB control number.** (06-02) {1}-----------------------------------------------…

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