MITCHELL ENERGY ADVISORS, LLC X-17A-5 (2021-03-01) — Broker-dealer annual report

Full text of MITCHELL ENERGY ADVISORS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL 0MB Number: 3235-0123 Expires: October <sup>31</sup>,<sup>2023</sup> Estimated average burden # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | s-66878 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | | |---------------------------------------------------------------------|--------------------------------------------------------------------------|------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | NAME OF BROKER-DEALER Mitchell | Energy<br>Advisors<br>, | LLC | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | Greenville<br>7515 | STE<br>Avenue<br>905<br>, | | | | | | (No. and Street ) | | | | | Dallas | TX | 75231 | | | | (City) | (State) | (Zip Code) | | | | Mike Mitchell | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | 469-916-7484 | | | | | | (Area Code - Telephone Number) | | | | ACCOUNTANT<br>B.<br>IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Turner<br>Stone<br>&<br>, | Company<br>L<br>L<br>P<br>, | | | | | | ( Name -if individual, state last, fu st, middle name ) | | | | | Central<br>12700<br>Park | Dallas<br>STE<br>Dr.,<br>1400 | TX | 75251 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | J<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are notrequired to respond** SEC <sup>1410</sup> **unless the form displays <sup>a</sup> currently valid OMB control number.** (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** # Mike Mitchell **I,** , swear (or affirm) that, to the best…

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