Full text of ULLICO INVESTMENT COMPANY, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Ullico Investment Company, LLC Y car Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART 111 | | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-------------------------------|--------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OM Number 32350123<br>ro<br>res. O1 31, 2023 | | | Washington, D.C. 20549 | | Estimated average burden<br>hours er response 12 | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | PART 111 | | | | | Uc<br>FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | I<br>NG FOR THE PERIOD BEGINNING | O1VO'?' | I<br>D<br>END<br>NG | 12@1V21 | | FIL | MM/DD/YY | AN | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | : | | | | | NAME OF FIRM | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | [<br>Broker-dealer | Security-based<br>swap dealer | Major security-based swap par | t<br>icipant | | _ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 8403 Colesville RD | (No. and Street) | | | | | | | | | Silver Spring. | MD<br>(State | | 20910 | | (City) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Adam Fried | (202) 354-8062 | i<br>ed@ullico.com<br>afr | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | I<br>INDEPENDENT PUBL | t<br>t<br>s are con<br>C ACCOUNTANT whose repor | ained in this<br>filing" | | | Ernst & Young LLP | | | | | | (Name -- if individual, state last, first, and middle name) | | | | 2005 Market Street, S<br>uite 700 | Philadelphia, | PA | 19103 | | (Address) | t<br>)<br>(Ci | (State) | (Zip Code) | | | | | | | (Date of Registration with PCAOB)(it applicable} | | | (PAO Registration Number, it applicable<br>) | | | FOR OFFICIAL USE ONLY | | | | | | | | | " Claims for exemption from the r…Read the full text as markdown