Full text of ULLICO INVESTMENT COMPANY, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N Ullico Investment Company, LLC Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | OMB APPROVAL OM Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I2 SEC FILE NUMBER lesmer!om7any LG **FACING PAGE** Information **Required Pursuant to** Rules **17a-5, 17a-12, and 18a-7** under **the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O1/01/2? AND ENDING 22GV? MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION TY NAM PE E O OF F RE FI G RM ISTR : UU"co ANT (check all applicable boxes): <sup>Y</sup>Broker-dealer ]Security-based swap dealer O Check here if respondent is also an OTC derivatives dealer O Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8403 Colesville RD (No. and Street) Silver Spring, MD 20910 (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (State) (Zip Code) Darin Hardy (202) 682-6730 dhardy@ullico.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Ernst & Young LLP (Name - if individual, state last, first, and middle name) 2005 Market Street, Suite 700 Philadelphia, PA 19103 (Address) (City) (State) (Zip Code) T" **of""'"""º" wi<h PCAOB)(lf applicable] FOR OFFICIAL USE ONLY** " Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public (PCAO Registration Number, if applicable) I accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Darin Hardy<br>I, | • swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------|--------------------------------------------------------------…Read the full text as markdown