Full text of GOODBODY SECURITIES INC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **GOODBODY SECURITIES INCORPORATED** **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **DECEMBER 31, 2019** {1}------------------------------------------------ ### **U.S. SECURITIES AND EXCHANGE COMMISSION** ### **WASHINGTON, D.C. 20549** # **FACING PAGE Information Required of Brokers and Dealers** # **Pursuant to Section 17 of the Securities Exchange Act of 1934 and** # **Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **JAN 1ST 2019** AND ENDING **DEC 31ST 2019** # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: ### **GOODBODY SECURITIES INCORPORATED** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO. # **BALLSBRIDGE PARK, BALLSBRIDGE** (No. and Street) | DUBLIN , | DUBLIN 4 | IRELAND | |----------|----------|---------| | | | | (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ ## **PAUL CURTIN +353 1 6419261** (Area Code – Telephone Number) # **B. ACCOUNTANT IDENTIFICATION** #### **DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* (Name – *if individual, state last, first, middle name*) **9645 LICOLNWAY LANE SUITE 214A FRANKFORT, ILLINOIS 60423 USA** \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ | | ______________________________________________________________________________________ | | | |------------|----------------------------------------------------------------------------------------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | Certified Public Accountant | | | Public Accountant Accountant not resident in United States or any of its possessions. *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5 (e) (2)* {2}------------------------------------------------ # OATH OR AFFIRMATION I, Neil Collins, swear (or affirm) that, to the best of my knowledge and belief, the acc…Read the full text as markdown