GOODBODY SECURITIES INC X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of GOODBODY SECURITIES INC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_1.jpeg) G00DB0DY SECURITIES INCORPORATED STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {1}------------------------------------------------ ### U.S. SECURITIES AND EXCHANGE COMMISSION ### WASHINGTON, D.C. 20549 # FACING PAGE Information Required of Brokers and Dealers # Pursuaut to Section 17 of the Securities Exchange Act of 1934 and ## Rule 17a-5 Thereunder ### REPORT FOR THE PERIOD BEGINNING JAN 157 2020 AND ENDING DEC 3157 2020 ## A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: ### GOODBODY SECURITIES INCORPORATED ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO. ### BALLSBRIDGE PARK, BALLSBRIDGE (No. and Street) #### DUBLIN ,. DUBLIN 4 IRELAND (State) {City } (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT ### PAUL CURTIN +353 1 6419261 (Area.Code - Telephone Number) ### B. ACCOUNTANT IDENTIFICATION ### DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* (Name - if individual, state last, first, middle name) | 9501 W. 171st Street, H-103 | | Tinley Park, ILINOIS | | 60487 | IISA | |-----------------------------|--------------------------------------------------------------------------------------------------------------|----------------------|---------------------------------------------------------------------|-------|----------------------------------------------------------------------------------------------------------------| | (Address) | | (City) | (State) | | (Zip Code) | | CHECK ONE: | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | * Claims for exemplion from the requirement that the annual report be covered by the opinion of an independent | | | public accountant must be supported by a statement of facts and circumstances relied on as the basis for the | | | | | | | | | exemption. See section 240.17a-5 (e) (2) | | | {2}------------------------------------------------ ## **OATH OR AFFIRMATION** I, **Stephen Donovan,** swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statement and supporting schedules pertaining to the firm of Goodbody Securities Incorporated, as of December 31, 2020, are true and correct. I further swear…

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