Full text of COBALT CAPITAL, INC.'s X-17A-5 filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII FACING PAGE** Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER **B-66979 Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **Q 1/01 /20** AND ENDING **12/31 /20** ----------- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF BROKER-DEALER: Cobalt Capital Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 600 Wilkinson Street, Ste 300 Orlando (City) (No. and Street) FL (State) MM/DD/YY OFFICIAL USE ONLY FIRM I.D. NO. 32803 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Spicer Jeffries (Name - *if individual, state last, first, middle name)* 4601 OTC Blvd. Ste 700 Denver (Address) (City) **CHECK ONE:** ✓ I Certified Public Accountant BPublic Accountant Accountant not resident in United States or any of its possessions. **FOR OFFICIAL USE ONLY** (Area Code - Telephone Number) co <sup>80237</sup> (State) (Zip Code) **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form dis plays a currently valid 0MB control number.** SEC 1410 (11-05) PUBLIC {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Benjamin Schick | , swear (or affirm) that, to the best of | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|--| | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of<br>-------------------------------------------,<br>Cobalt Capital Inc. | | | | of December 31 | as<br>are true and corre…Read the full text as markdown