Full text of COBALT CAPITAL, INC.'s X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAl 0MB Number: 3235-0123 E,pires· Oct. 31, 2026 Estil11attd awr,,gt burcl~n hours per response: I~ > SEC FILE NUMBER 8-66979 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** | fo<br>io<br>ire<br>In<br>at<br>Re<br>d<br>Pu<br>nt<br>rm<br>n<br>qu<br>rs<br>ua | to<br>R<br>ul<br>1<br>7a<br>-5<br>es | , 1<br>7a<br>-1<br>2,<br>nd<br>1<br>8a<br>a | Se<br>-7<br>nd<br>th<br>u<br>er<br>e | rit<br>ie<br>Ex<br>cu<br>s | f 1<br>ch<br>A<br>ct<br>93<br>4<br>an<br>ge<br>o | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------------------------------------------|---------------------------------------------------------------|--------------------------------------------------|--|--| | /<br>/<br>0<br>1<br>0<br>1<br>2<br>3<br>A<br>N<br>D<br>FI<br>LI<br>NG<br>F<br>O<br>R<br>TH<br>E<br>PE<br>RI<br>O<br>D<br>BE<br>G<br>IN<br>N<br>IN<br>G | | | EN<br>D<br>IN | /3<br>/<br>G<br>1<br>2<br>1<br>2<br>3 | | | | | /0<br>0/<br>M<br>M<br>YY | | | | M<br>M/<br>DD<br>/V<br>Y | | | | | | A<br>. R<br>EG<br>IS | TR<br>A<br>NT<br>I<br>D<br>EN<br>TI<br>FI | C<br>A<br>TI<br>O<br>N | | | | | | C<br>C<br>b<br>l<br>t<br>o<br>a<br>a<br>N<br>A<br>M<br>E<br>F<br>FI<br>R<br>M<br>o<br>: | i<br>l<br>I<br>t<br>p<br>a<br>n<br>, | c | | | | | | | TY<br>PE<br>O<br>F<br>RE<br>G<br>IS<br>TR<br>AN<br>T<br>{c<br>he<br>ck<br>ll<br>a<br>ii<br>B<br>ke<br>de<br>al<br>Se<br>rit<br>ro<br>r-<br>er<br>cu<br>D<br>Ch<br>k h<br>1f<br>de<br>is<br>lso<br>nt<br>ec<br>er<br>e<br>re<br>sp<br>on<br>a | pl<br>ic<br>ab<br>le<br>b<br>ap<br>ba<br>d<br>se<br>sw<br>y-<br>n O<br>TC<br>d<br>iva<br>a<br>er | ):<br>ox<br>es<br>d<br>le<br>ap<br>ea<br>r<br>tiv<br>d<br>le<br>es<br>ea<br>r | M<br>aj<br>ity<br>o<br>r s<br>ec<br>ur | -b<br>ed<br>as<br>s<br>w | tic<br>ip<br>t<br>ap<br>p<br>ar<br>an | | | | AD<br>DR<br>ES<br>S<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>AC<br>E | O<br>F<br>BU<br>SI<br>NE<br>SS | : (<br>Do<br>P<br>ot<br>n<br>se<br>a<br>u | .O<br>. b<br>)<br>ox<br>n<br>o. | | | | | | I<br>i<br>l<b…Read the full text as markdown