COMMONWEALTH AUSTRALIA SECURITIES LLC X-17A-5 (2018-08-29) — Broker-dealer annual report

Full text of COMMONWEALTH AUSTRALIA SECURITIES LLC's X-17A-5 filed 2018-08-29 (period 2018-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COMMONWEALTH AUSTRALIA SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-08-29
• Period: 2018-06-30
• Accession: 0001332031-18-000007
• CIK: 1332031
• File #: 8-66998
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Amy Lung
• Phone: 212-848-9341
• Signed by: Amy Lung (Director / CEO)

Document text (excerpt)

X-17A-5 0001332031 XXXXXXXX LIVE false false false 07-01-2017 06-30-2018 Broker-dealer N COMMONWEALTH AUSTRALIA SECURITIES LLC 599 LEXINGTON AVENUE 30TH FL NEW YORK NY 10022 Amy Lung 212-848-9341 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Amy Lung COMMONWEALTH AUSTRALIA SECURITIES LLC 06-30-2018 Amy Lung Director / CEO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2025-08-29
• X-17A-5 — 2024-11-22
• X-17A-5 — 2023-08-01
• X-17A-5 — 2022-09-01
• X-17A-5 — 2021-08-26
• X-17A-5 — 2020-08-31
• X-17A-5 — 2019-08-28
• X-17A-5 — 2017-08-23
• X-17A-5 — 2016-08-29
• X-17A-5 — 2015-09-02
• X-17A-5 — 2014-08-28
• X-17A-5 — 2013-08-26

Original filing on SEC EDGAR (source of record)