Full text of COMMONWEALTH AUSTRALIA SECURITIES LLC's X-17A-5 filed 2025-08-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden h ## ANNUAL REPORTS FORM X-17A-5 PART III | . PART CLASS OF CHE ON ON OF CALLER DE DE DE DELLING TO CHE CALLEN & C<br>ours per response: 12 | | |-------------------------------------------------------------------------------------------------|--| | SEC FILE NUMBER | | 8-66998-8 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 07/01/24 06/30/25 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Commonwealth Australia Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer 238 (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 599 Lexington Ave. - 30th Floor | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------|---------------------------|------------| | New York | NY | | 10022 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jayson Poulton | 212-848-9351 | Jayson.Poulton@cba.com.au | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing ** | | | | PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 300 Madison Ave. | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | 10/20/2003 (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Jayson Poulton | | swear (or affirm) that,…Read the full text as markdown