SAMCO CAPITAL MARKETS, INC. X-17A-5 (2021-03-30) — Broker-dealer annual report

Full text of SAMCO CAPITAL MARKETS, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | | 67023 | |--|-------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ | ال الوميسوسي وال | ാനി ജില്യമായ ട്രീവഭാഗ | | sauntini in tinason i | |------------------|------------------------|---------------------------------------------------------------------------------------------------|-----------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | to mrit and of anyarantes and rooms one thematis in themations and the and the and subsidions you | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | and the switch of office of the sections as a | | | | | | ![](_page_1_Figure_3.jpeg) - - - - - - {2}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT of INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {3}------------------------------------------------ TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|------| | Financial Statements | | | Statement of Financial Condition | 2 | | Notes to Financial Statements | 3-10 | | | | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) # **Report of Independent Registered Public Accounting Firm** Dallas, Texas SAMCO Capital Markets, Inc. Stockholder and Board of Directors ## *Opinion on the Financial Statement* We have audited the accompanying statement of financial conditi on of SAMCO Capital Markets, Inc. (the Company) as of December 31, 2020, including the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2020, in conformity with accounting principles generally accepted in the United States of America. ### *Basis for Opinion* This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversig…

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