Full text of SAMCO CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------| | ______________________________________________________________________________________________________________________________________________________________________________<br>iling for the period beginning 01/01/2025 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | AME OF FIRM: SAMCO Capital Markets, Inc. | | | | | YPE OF REGISTRANT (check all applicable boxes):<br>] Broker-dealer<br>_ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | DDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 6805 N. Capital of Texas Hwy, Suite 350 | | | | | | (No. and Street) | | | | Austin | Texas | | 78731 | | (City) | (State) | | (Zip Code) | | ERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Joseph R. Mannes | 214-765-1466 | | JMannes@samcocapital.com | | lame) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | NDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | 185 Lexington Avenue Floor 11 New York | | NY | 10017 | | ddress) | (City) | (State) | (Zip Code) | | 09/24/03 | | 173 | | | )ate of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | {1}------------------------------------------------ | Joseph R. Mannes | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of SAMCO Capital Markets, Inc. | | as of | | 10101 | | | | Signature: | | |---------------------|--| | Title:<br>President | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------…Read the full text as markdown