Full text of CBOE TRADING, INC.'s X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 67043 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/2020 | | 12/31/2020<br>AND ENDING______________________________ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | | Cboe<br>NAME OF BROKER-DEALER: | Trading,<br>Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 8050<br>Marshall<br>Drive,<br>Suite<br>120<br>___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | Lenexa<br>___________________________________________________________________________________________ | KS | | 66214<br>__________________________ | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>Jacquelyn N. Hancock 913-815-7182 | | | | | | | | (Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>KPMG<br>LLP<br>_____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | 200<br>E<br>Randolph<br>St<br>#5500 | Chicago | IL | 60601 | | _____________________________________________________________________________________________________________________<br>(Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ✔<br>Certified Public Accountant | | | | | Public Accountant | | | | |…Read the full text as markdown