Full text of CBOE TRADING, INC.'s X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 omb approval OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-67043 # ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------|----------------------------------------------|-------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Cboe Trading, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 8050 Marshall Drive, Suite 120 | | | | | | (No. and Street) | | | | Lenexa | KS | | 66214 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Sydney Goodman | 913-216-0912 | | sgoodman@cboe.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant Identification | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>KPMG LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1000 Walnut, Suite 1100 | Kansas City | MO | 64106 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | 185 | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | FOR OFFICIAL USE ONLY | and butthe ramortic of an indonondont number | | Claims for exemption from the requirement that the annual reports by the reports of an independent accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form dlsplays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Sydney Goodman | | | s…Read the full text as markdown