Full text of MCMORGAN & COMPANY CAPITAL ADVISORS LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **McMorgan & Company Capital Advisors, LLC** Financial Statements December 31, 2020  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | | | |--------------------------|--------------|-----------------------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | | | SEC FILE NUMBER **B-67074** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/2020** \_\_\_ AND ENDING **12/31/2020** MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** | | | | NAME oF BROKER-DEALER: McMorgan & Company Capital Advisors LLC | OFFICIAL usE ONL v | | |---------------------------------------------------------------------------------------------------------|--------|---------------------------------------------------------------------|----------------------------------------------------------------|--------------------------------|--| | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | One Front Street, Ste500 | | | | | | | | | (No. and Street) | | | | | San Francisco | | CA | | 94111 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>John Santaguida | | | | 415-788-9300 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | (Name -- if individual. state last, firs/, middle name) | | | | | 12657 Alcosta Blvd., Ste 500 | | San Ramon | CA | 94583 | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | | | ✓ jcertified Public Accountant | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | a | | FOR OFFICIAL USE ONLY | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Armanino LLP<br>CHECK ONE: | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion ofan independent public accountant must be supported by a statement of facts and circumstances relied on as th…Read the full text as markdown