Full text of MCMORGAN & COMPANY CAPITAL ADVISORS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **McMorgan** & **Company Capital Advisors, LLC** Financial Statement December 31 , 2021  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 323S-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | SEC FILE NUMBER 8-67074 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/2021 | AND ENDING | 12/31/2021 | ----------- | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------|-----------------------|---------------------------------------------|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM : | McMorqan & Company Capital Advisors LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX Broker-dealer<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | One Front Street, Ste 500 | | | | | | | | | | (No. and Street) | | | | | | | | San Francisco | CA | | | 94111 | | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Richard Daniels | 212-751-4422 | | rdaniels@mcmorgan.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Armanino LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | 12657 Alcosta Blvd., Ste 500 | San Ramon | | CA | 94583 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | l<br>10/20/2003 | | | 32 | | | | | | ''<br>of Regist<auo, with PCAOB)lif applicab~I | | | | (PCAOB Regist<auo, Nam be,, if applkableJ I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims fo…Read the full text as markdown