Full text of VAQUERO CAPITAL LLC's X-17A-5 filed 2020-03-16 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Vaquero Capital LLC Report Pursuant to Rule 17a-5 (e) Financial Condition For the Year Ended December 31, 2019 {1}------------------------------------------------ ('NITEOSrA·fT.S SECUR11'1ESAf'l0l:X(HANGEC'OMMlSS~ON V~·u~h111gfot1, n .C# lOMJI | OMu APPROVAL | | |-------------------------------|------------------| | 0MB Numbl!fl | 3235--0113 | | b:p\re~: | August 3i • 2020 | | E~irN•eg ave1oge burden | | | 00~ bet l't!SIXl~A-, 12.00 · | | # ANN UAL AUDITED AEPORt FOhM )( .. 17 p. .. 5 PART HI | | SEC FILE. NUMEEH | |-----------|------------------| | B-671 i 1 | | FAClNG 1•,\CE Information RcqlJ!nid {)f Bro!m-rs ond Oeafo:rs l'ursu1rn41o Section 17 or Hu; Sc..:.,11·icic-1. l!:xcbauge Ai:t pf {~34 find Rule 17a•5 Tltl.!r-!'under | REPORT r o R THE PERIOD BEGINNING 01<br>/0<br>1/201<br>9 | | 19<br>. -\ND 1:l'lDING 12/3'J /20· | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------------------------|---------------------|--| | | | | | | | A . Rt | GISTfL.\.NT IOENTlflCAT10N | | | | | NAMC OF e Ro KER-oE,'\LEll, Vaquero Capital LLC<br>ADDRESS OF PRINC'IP/\L !'LACE OF Bl ;SINl::!~S. (Du 11ul u:.t Jl-.0 Ho,. tvu.} | | | OFFICIAL USE. ONL'¥ | | | | | | FiRM J.D. NO-. | | | 255<br>·Califamia Stree1, Suite 450 | ,/No• 1111 d :;10001 l | | | | | San Francist:o | CA | --<br>941<br>11<br>·- | ------- | | | | | | | | | Nl\r-.tr: AND TLLEJ>HfJN£ NUMBER ()F llERSiJN l'O CONTACT tN Rf GARD rtJ TH1S.REl'ORT | | | | | | | | | | | | | B. ACCOUN'fANT IDENTIFICATimi | | | | | lt'll11lil'l~l-,I<br>DE.NT I' Bl.lC 1\ CCO UNT/\t~T whos.1: opin ion t.:i c:omnlri:d lo llu. 111:pH, 1 ~<br>Alverez &<br>.Associates1 Inc,, Certified Pt!blic Accountants<br>0221 Garbin Avenue, Suite 165. | NorthridgG | CA | 9132.4 | | | t l \ '-H l fCl!I!i I | | | | | | C tEC.KONE:<br>✓ l ccrli!i~J Pul\li1: Al!~t.ltll1l nl<br>ftuhllr i\ccouriwm<br>O<br>OA-:1:ouoturil nu\ rcsid1.:nt | i 11 United S1a1c.:s or uny uf 1ts r1oss1:sslm1s. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | <sup>4</sup> C/{lir;N·for 4'.>:~.mpth>njl-um //te n;1111i:·eml!111 1/w1 *Jh,,:* <sup>m</sup> 11wul r v('(}t/ *h.·* rnvrr-~tl *hy* 1/w *npi,,ion rif* on *ir1di:re11dc,111 p11/J/it· Dt:countam* mm, lk · .wppor1cd *b,* · a t/alr;mcm qJjact:,…Read the full text as markdown