Full text of VAQUERO CAPITAL LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Vaquero Capital LLC** Statement of Financial Condition December 31, 2021 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** | 0 MB Number: 323S-01 Z3 | |--------------------------| | Expires; Oct. 31, 2023 | | Estlmated avera1e burden | | hours per response: 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-<br>67111 | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-1Z, and l8a-7 under the Securities Exchange Act of 1934 1/1/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_ \_\_\_\_\_\_ \_ MM/0D/YV MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_ v\_a\_q\_u\_e\_ro\_ c\_a\_p\_lta\_l\_L\_L\_c \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): IXI Broker-dealer □ Security-based swap dealer □ Check here 1f re5pondent Is also an OTC derivatives de;tler □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1414 Castro St, Suite D I No. and Street) San Francisco CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Carol Ann Kinzer **678-625-0992** 94114 (Zip Code) (Name) (Area Cod@ -Telephone Numbl!r) (Ema11 Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Alvarez & Associates, Inc. (Name-if individual, state last, first, and mldd/e name) | 9221 Corbin Ave, Suite 165 | Nort.hridge | CA | 91324 | |-------------------------------------------------------------------------------------------------------------------------|-----------------------|----------|--------------------------------------------| | (Address) | (City) | (StilteJ | (Zip Code) | | 10/16/2018 | | 6517 | | | (Date of Registration with PCAOB)(lf aoollcitble) | | | (PCAOB Registration Number, If aoplicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for eKemptlon from the requirement that the ilnnual reports be covered by the reports of an Independent public | | | | accountant must be supp0rted by a stiltement of filcts and circumstances relied on as the basis of the l!lCemptlon. See 17 CFR 240.17a-S(e)(l)III), If applicable. Persons who ara to respond to the collectlon of lnlormatlon contained In this form are not required…Read the full text as markdown