Full text of WATSON MANAGEMENT ASSOCIATES, LLC's X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WATSON MANAGEMENT ASSOCIATES, LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-67127 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/2022 FILING FOR THE PERIOD BEGINNING O 01/01/2022 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: Watson Management Associates, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer \_\_ Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.), 161 Grand Street #2A (No. and Street) New York 10013 NY (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Schilling 717-834-3351 michael.schilling@janoverllc.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Weisberg, Mole', Krantz & Goldfarb, LLP | 185 Crossways Park Drive Woodbury | | NY | 1-197 | | |--------------------------------------------------|-----------------------|---------|--------------------------------------------|--| | (Address) | (City) | (State) | (Zip Code) | | | 12-14-2004 | | 2107 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and ricumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | 1261<br>as that of a customer. | tinancial report pertaining to the fir…Read the full text as markdown