Full text of WATSON MANAGEMENT ASSOCIATES, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WATSON MANAGEMENT ASSOCIATES, LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECTRIBES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number. | | 3235-0123 | |---------------------------|--|-----------------| | Expiles | | August 31, 2020 | | I stimated average burden | | | | nours per response 12.00 | | | OMB APPROVAL 1 120 | SEC FILE NUMBER | |-----------------| | 8-67127 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BE GINNING | 01/01/2019<br>MM/DD/YY | AND I NDING | 12/31/2019<br>MM/D/YYY | | |-----------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Watson Management Associates, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 161 Grand Street. | #2A | | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Chad Kirschenblatt | | | 516 222 9111 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIBICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Berkower LC | | | | | | (Name - if individual, state last, first, middle name) | | | | | 517 Route One | Iselin | NJ | 08830 | | | (Address) | (( ity ) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the unnual report be covered by the upinion of an independent public accommon must be supported by a statement of forts and eireamstances relied on as the exemption. See Section 240. 17 crititel > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays…Read the full text as markdown